Ross Woods, rev. 2018, '20-'24
This overview describes the stages of a research project and is the same for many methodologies.
Define the purpose of the research, the research problem, and the research question
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Get approval
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Collect data
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Analyze data
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Present findings & conclusion
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Edit and submit report.
* Tools may be needed for the ethical approval.
Prospectus).
* Some approvals may be required for other approvals. For example, if you plan to do research in a school, the school's approval is necessary for academic and ethical approvals.
Here’s the conundrum:
Which approach works best for you?
Some people see it as a holistic process. They read widely and make notes, and let their thoughts crystallize while they keep reading. Then they express their thoughts and their notes as a literature review.
Other people see it as a strict step-by-step process:
1. Read widely and make notes on your area(s) of interest.
2. Choose a specific topic.
3. Read more on your specific topic and make more notes.
4. Turn your notes into a literature review.
The first stage is to read in your area of research interest. Start with two or three significant works, and then read more widely when you're ready. These may be:
• significant books,
• keywords for specific websearches,
• names of major researchers,
• key publishers,
• key journals, or
• important websites.
During this stage, it is good practice to read a few dissertations from the same department that you are studying in. This will give you a good idea of its particular expectations, which might vary a little from other institutions. If you can't get dissertations from your department (for example, because your progam or department is very new), try to read dissertations from elsewhere on similar topics.
With thanks to Richard G. Berlach. 2010. Supervising a Research Thesis: A practical guide. Fremantle: Notre Dame University. P. 9.
Finding a research problem or a challenge for a project is primarily your responsibility, because developing a topic is one of the major skills to be learned. Your supervisor, however, will work with you to refine it if necessary.
The simple answer is, as early as possible.
Some research degree programs won't even admit applicants without a clear idea of their particular research interests. Often, however, students go through several different topics before they find one that excites them and meets the criteria of a good topic.
You can start planning on a topic or specific interest during the coursework stages in your degree program, and use the assignments to explore topics. Choose your dissertation topic as early as possible. After that, write every coursework paper on it whenever you are permitted to choose the topic. Patterson advises, Pick a topic, and as you work throughout your classes, do assignments on the same topic so you can grow your library. Always keep a detailed spreadsheet of articles you use and key words so you can reference later. That will help you tremendously when it's time for your dissertation. I encourage all of the doctoral students to do that who I chair and they have said it was very helpful advice.
(T.L. Patterson, 2018.) If you use your dissertation topic for assignments in those classes, you will also get feedback from different faculty members. In this way, you can do much of your research and literature review for your dissertation, as well as get feedback on it from each of your professors. This could also help you find dissertation supervisors interested in your topic.
If you take it one step further and recycle your own writing word-for word, you should check your institution's rules. Some institutions won't allow it at all, while others might require that you give references to avoid self-plagiarizing. On the other hand, some institutions actively encourage students to use their other doctoral work in their dissertations.
A research gap is a specific topic or problem that has not been researched before. Research gaps come in different kinds, but most of these are ways of extending existing research:
A research gap is suitable for new research if allows for new discoveries. For example, if research has been done in one population, research in a very different population may yield new findings. The research gap topic must also be significant. (Not all research gaps are significant.)
Some research gaps are not suitable for new research; they are almost the same as repeating research that has already been done, making it difficult to get new findings. For example, if research has been done in a population, research done in a population that is almost the same is unlikely to get new findings.
You can find research gaps in several ways. First, read widely in topics of your interest. Second talk to people. Third, research often creates new research topics. See the conclusion of research papers (journal article, dissertation, etc.); authors usually list new research topics resulting from the research in their paper.
The first and most obvious thing to do is to talk to people, especially subject matter experts and researchers. Some will give you good ideas, or spark good ideas in you. Even if their suggestions don't quite suit your interests or needs, they might lead to a suitable topic.
An early stage in almost all research projects is to do your reading. Read widely, starting with an internet search. Read with the purpose of getting lots of ideas on topics and the general state of the literature. Keep a set of useful notes on what you read, and list your sources so you can go back to them if needed. It is also a good idea to keep notes of your personal reflections and insights, because you might need them later on.
Your reading might follow a cycle for each a theme or potential topic: choose relevant aspects, read up on it, sharpen your focus, read more narrowly, decide whether to continue with it or explore another theme or topic.
You can also look for gaps in the literature, that is, topics where nothing has yet been written and are ripe opportunities for further research. If you find a gap, examine its meaning and significance. (Not all gaps are significant. Some are significant but do not have the potential for a dissertation; they require only a shorter work, such as a journal article.)
Make a list of as many ideas for topics as you can, and learn enough about them to decide whether to short-list them. Look for the best topics, and problems that are significant enough to act as the focus of the project. Getting ideas isn't always easy. You probably need some help, so here are some suggestions:
Philips and Pugh advise testing the limits of known generalizations.* You can make a new contribution by extending an existing topic, so you don't need to look for a completely new topic. This kind of research gives you a good chance of success; you have a good opportunity to make an original finding, while using an existing conceptual system as its basis. It is not so difficult to define the research problem and the literature is available.
Find recent dissertations and journal articles in your area of interest. Look only in very recent documents (less than two or three years old), because research can progress very fast. Look at the end of each one, where writers often suggest topics for further research or mention gaps in the research literature. These suggestions are usually the results of the research in the paper, because a question answered usually opens up more new questions. If the article or dissertation is very recent, the suggestions for further research are also new.
*Pp. 45-47. Estelle M. Philips and Derek S. Pugh. 1987. How to get a PhD: A Handbook for Students and their Supervisors (Milton Keynes & Philadelphia: Open University Press).
If you find a general theoretical problem, you could do a local study relevant to that problem. Do not try to give the final word on the whole problem, but your work could provide firm evidence on a particular aspect and contribute to a solution. (Other researchers can then do more studies on the problem.)
If you're busy, you're probably wondering how this will work. Ask What will actually get done?
The best topic is the one you are doing anyway. So why not add the extra rigor and make it your research topic? You should be enthusiastic about what you do, and you might be able to shrink-wrap your research around it.
Example 1. You might love to be out there meeting people doing some ethnography, but if you're teaching in an innovative program, then a teaching topic might work better.
Example 2. You might love to be in a research library figuring out how an important idea works, but you're on the front line doing grass roots stuff with people. An ethnographic topic might be a better option for you.
Example 3. You might have assigned time for study leave on a campus with a research library. So a library-based topic might work best. You're there anyway.
The next best kind of topic is the one you really need to do, whether you like it or not. It's really important and a deserving use of your energy. You can allocate time for a necessary topic, and if you need permission to use the time, it's easy to justify. After all it's necessary. And you could get enthusiastic about what's important.
After that is the topic you'd really love to do if you had the opportunity. But will you really get around to it? Fantasizing about ideal topics often doesn't help unless you have the time. As it's not really necessary, you might need to look above. Then again, it might just work if your enthusiasm will carry you through and you really can fit it in.
works?) In highly interpersonal professions, personal factors can cause success and the theoretical models don't always make much difference.
rule of thumbassumptions might make good good research topics; you might be able to test them to find out whether or not they are true.
*Pp. 45-47. Estelle M. Philips and Derek S. Pugh. 1987. How to get a PhD: A Handbook for Students and their Supervisors (Milton Keynes & Philadelphia: Open University Press).
These questions were designed to help find a viable research topic. If you can answer these questions with your topic in mind, then it is probably viable. If not, you might be better off moving to something else.
Sub-disciplineis more helpful than discipline. For example,
educationis too broad to be helpul, but
curriculum design,
language teaching,and
special educationare specific enough to be helpful.)
Based on Snjν Kumαr Sααb and Gιna Crαft.
Develop your list of ideas on topics. You may want to delete some for which you see less potential, and add more that are more interesting or suitable. Then improve the weak ideas and eliminate those that lack potential or don't meet the requirements.
Start keeping notes of your thoughts and observations as they arise. There will be too many of them to trust to memory, and some of these these notes will be extremely valuable later on when you write your dissertation.
The way to get a head start is to read widely in your area of interest before you even start the whole thesis or dissertation. As soon as you have a prospective topic, start keeping written notes so that you will be able to find resources that turn out to be important later on. You will also minimize the risk of unconscious plagiarism.
Find six or seven dissertations on topics similar to yours. Look through the literature review chapters to locate the major recurring themes. Look at the way they grouped items based on major themes, included the minor themes, and arranged everything in a readable order.
While you're looking through dissertations, look though the bibliographies for references to recent publications that are relevant to your topic, and look at the methodology chapters for ideas for your methodology.
For a PhD, does the topic give you a good opportunity to make an original contribution to knowledge?
Your topic must be real research, that is, the problem must require some kind of theoretical inquiry. This means that many topics are not feasible as research.
The problem must be unitary, although it may comprise several related smaller problems. Avoid pushing several separate problems together in one paper. You will be frustrated when your paper looks like two separate researches that are simply put together under one title. (Besides, your supervisor will probably identify the problem early and disallow it.)
Show that the problem is really significant. This sounds obvious, but why put lots of effort into something unimportant? Is it important just to you personally or is it important to other people too? Is there some kind of benefit from doing such a study? Does it answer the question: “So what?” Why would others want to (or need to) read it? It is one of the main differences between a good dissertation and a merely adequate dissertation. Another current term for significant is high impact.
This means that if something is published as a journal article, it will be read and quoted by other researchers.
There doesn't seem to be a general definition of significant
, but look for these characteristics:
Significance is not the same as simply allowing original research. In some schools, supervisors approve all PhD topics that are suitable for original research, but the research is so insignificant that nobody wants to read those dissertations afterwards. Try to avoid topics that are no more than a gap in the literature, are of only local or short-term value, or are relevant only to certain interest groups.
Check that your research topic could have more than one possible result. (If only one result is possible, why do it?)
Many topics are simply not feasible, and the reasons can vary greatly:
Although it is not usually best practice for the choice of methodology to drive the selection of the topic, you should consider whether the methodology is feasible as early as possible.
Narrowing your topic is an essential aspect of choosing a topic because it must be it is specific enough to be feasible and make real progress. A too-broad topic is no topic at all.
Avoid thinking This is my big chance, so I need to choose the biggest and most important topic possible.
If its's research, you can't research everything possible in enough depth to draw defensible conclusions. You will do better if you are carefully focussed and can successfuly demonstrate your conclusions. Write down exactly what is in your topic and what isn't and how you tell the difference. State your reasons for choosing the aspect that you did. Most likely, your reasons will be in some way relate to being the best or most feasible way to achieve your purposes.
Of the many ways to narrow your topic, here are some of the most popular.
Narrow your topic by choosing a specific time period. (You will, however, need to say why you chose those points as beginning and end, and any transition effects.) For example, you could use defining elements such as:
Since the end of World War II ...
From the arrival of the first Europeans to the declaration of independence ...
From the establishment of the branch office at Bongo to the first graduation of the Tinga College.
From the first Council to the third General Assembly.
You can also narrow your topic by choosing a particular organization or group of organizations. For example:
Narrow your topic by defining the population more carefully. For example, instead of adults of voting age
, you might consider adults of socio-ecomic group X.
Narrow your topic by choosing a particular geographical region, as long as it has some significance and is not an arbitrary delimitation. For example:
If the geographical region is a village (whether rural or urban), it is probably quite integrated as a unit and the significance is probably obvious. Explain why you selected that particular village. In practice, you might find that the two main factors are access and the extent to which it might be normal
and representative of other villages.
If the region is wider than a local community, it will probably coincide with other defining features, for example, transportation, ethnicity, industry, religion, historical background, or sets of cultural values. As a result, you will need to specify the defining features of the region and explain why you chose it as a way of narrowing your topic.
Narrow your topic by choosing a specific aspect. Aspect
is a broadly inclusive term that means other ways in which a topic can be narrowed down to manageable proportions. For example, you could use defining aspects such as:
These factors also relate significantly to the definition of the population. (q.v.)
You also need to relate your research to an existing body of theory, for at least two reasons:
• You need to work within the assumptions of a particular body of theory, even if you challenge or modify them.
• As original research, you must show that you contribute to a body of theory.
Different institutions handle this differently. For example, it might be called theoretical assumptions
or conceptual framework
. It might also be clear but implicit in other sections of the introductory material. Either way, you may not do a purely practical project that is not related to theory.
For many students, a title or topic statement is not yet clearly focussed enough for a research thesis or dissertation. They don't know exactly what their topic is, even if they can discuss it. Then they can say it, but still can’t write it down accurately.
You face the complicated art of simplification. It’s a matter of getting clearer and clearer. Write down your best versions, then think, edit and clarify. Think. Edit and clarify. Think. (You get the idea.) If it's longer than about fifteen words (or, even better, ten words), keep trying. Keep notes of ideas that you think are bad, because they might turn out to be good later on.
Then write your topic as one, clear, simple, focussed research question that has not been answered, that is, the question you are trying to answer through the proposed research. For quantitative research, you can write it as an hypothesis that is plausible but not yet known to be either true nor false. (An hypothesis is almost the same as a question because it can be expressed as a question: Is it true that [hypothesis]?
)
You also need to to clarify the purpose of your research and express it in one, clear, simple sentence.
This whole problem and theoretical issue is normally broader than your narrowly-defined purpose. For example:
Other examples:
That is, even though the problem is national or international, your research purpose and population can be local.
Revise your question and purpose until they are clear both to you and to others. (You could test then on some people to see if they mean to same to them as they do to you.)
When you have defined your main research question is one clear question, you can then add a list of sub-questions. In a bigger research project, this can help flesh out the supporting details of what you are trying to do. (If you have a hypothesis rather than a question, you can also add any sub-hypotheses.) In the same way, you can add sub-objectives to your purpose statement.
These are more specific aspects of the main question and purpose. Getting answers to them will help you to answer the big question and they are easier to research because they are more specific. In fact, these details can also help you to develop a strategy to conduct research and might be very helpful or even necessary for gaining approval.
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Writing a purpose statement and a research question sounds easy, but students often find it much more difficult than it sounds; they have an idea of what they want to do, but can't say exactly what it is.
Start by writing your ideas down in the kind of language that comes most easily to you. Don't try to be fancy, and try lots of versions and variations to get the sharpest wording. Discussing it with others is usually very helpful. When you are satisfied with your statement, check that it is what you actually meant to say and that it is clear for someone else to understand. If you have done that, the task is then mostly editing and improving your language into a more formal statement.
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You can include some sub-objectives, sub-questions, or sub-hypotheses as long as you do not write more than necessary. However, if you write a large number of them, consider these principles:
Sometime during the planning stage, you need to estimate the length and complexity of the final work. For example, if it is a journal article, you will probably be restricted to 5,000 to 8,000 words. On the other hand, PhD dissertations in some fields are normally at least 80,000 words.
There is no simple formula for predicting the length of a research work, and researchers normally base their estimates on experience of previous research. Other than that, here are a couple of tips:
cf.and
See also.)
No, because students have to write a good enough dissertation to pass.] Or should we fail it because it's not really good enough? Then the student feels,
Why did they accept my proposal if it wasn't good enough? They should pass me because I did what they approved.
So what?,
Who cares?
A variable is anything that can vary or fluctuate between different sets of circumstances.
Variables are more important in quantitative positivistic research, in which two or more sets of circumstances are compared. In these circumstances, variables are tightly defined at the planning stage and accurately measured during execution. Irrelevant factors are neutralized by making the control and the experiment equivalent. This may be done by making them the same. In education and many health studies, it is done by randomly assigning members of the population to either the control or the experiment group.
In some kinds of qualitative studies, the purpose of the study might be to discover the variables and how they fluctuate between various naturally-occuring circumstances.